WHAT DOES ADAPTIVE ADVICE, LLC DO WITH YOUR PERSONAL INFORMATION?

Effective date: April 5, 2024

 

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information.

Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security Number and Investment Experience
  • Income and Account Transactions
  • Assets and Risk Tolerance

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information, the reasons Adaptive Advice, LLC chooses to share, and whether you can limit this sharing.

Reasons we can share your personal information.

Does Adaptive Advice, LLC share?

Can you limit this sharing?

For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes — to offer our products and services to you

No

We don't share

For joint marketing with other financial companies

No

We don't share

For our affiliates' everyday business purposes — information about your transactions and experiences

No

No affiliates

For our affiliates' everyday business purposes — information about your creditworthiness

No

No affiliates

For non affiliates to market to you

No

We don't share

Questions? Call 402-281-2486 or go to email address [email protected]. 

Who We Are and What We Do

Definitions

Affiliates: Companies related by common ownership or control. They can be financial and nonfinancial companies. 

  • No affiliates

Non Affiliates: Companies not related by common ownership or control. They can be financial and nonfinancial companies. 

  • Fidelity Brokerage Services LLC and FocusPoint Solutions Inc.

Joint marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you. 

  • No joint marketing 

 

Other important information:

Adaptive Advice, LLC does not sell personal information or share personal information with third parties for marketing purposes.

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